Institution record
Blocktrade
- Source score
- 4.5
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Organismo Agenti e Mediatori | PSV71 | Regulated | BLOCKTRADE S.R.L. | 2022-09-01 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Blocktrade against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Blocktrade (this record) | OAM | 1 / 1 | Risk level not supplied | 4.5 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 0 / 2 | Risk level not supplied | 2.0 | 0 |
Blocktrade: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Blocktrade's regulatory licence status and supervisory authorisation?
In our imported dataset, Blocktrade (legal entity reference: Blocktrade) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: OAM (Organismo Agenti e Mediatori) — licence PSV71, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official OAM public register.
Which of Blocktrade's jurisdictions and licences fall within this site's regulatory coverage?
Blocktrade is tracked under our financial institutions and registrants headquartered in the united states and canada coverage scope based on its institutional service profile (Crypto spot trading, Derivatives contracts, Investment products) rather than a domestic focus licence. Its 1 recorded licence (OAM) should be evaluated for cross-border passporting and local solicitation rules.
What is Blocktrade's institutional risk classification, enforcement exposure, and score profile?
Blocktrade carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 4.5, risk & licensing: 5.0, brand: 5.0, market influence: 4.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Blocktrade's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Blocktrade, institutional and retail allocators should: (1) confirm the domain (blocktrade.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to OAM.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to Blocktrade's supervisory scope.
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Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers: Institutional summary of the primary material (FCA). Cross-reference official supervisory registers for live updates.
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Statement at Open Meeting on Proposals to Expand Responsible Retailization of Private Markets: Institutional summary of the primary material (SEC). Cross-reference official supervisory registers for live updates.
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Remarks at the Small Business Capital Formation Advisory Committee Meeting
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