Institution record
CBCX
CBCX MARKETS LIMITED
- Source score
- 7.5
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Financial Sector Conduct Authority | 49700 | Registered | CBCX MARKETS (PTY) LTD | 2019-05-07 | |
Financial Conduct Authority (UK FCA) | 572911 | Regulated | CBCX MARKETS UK LIMITED | 2012-08-23 | |
Financial Services Commission, Mauritius | GB24202880 | Regulated | CBCX Markets Global Limited | 23/05/2024 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing CBCX against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| CBCX (this record) | FSCAFinancial Conduct Authority (UK FCA)Financial Services Commission, Mauritius | 2 / 3 | Risk level not supplied | 7.5 | 0 |
Financial Crimes Enforcement Network (FinCEN)CBIFinancial Conduct Authority (UK FCA) | 3 / 3 | Risk level not supplied | 5.0 | 0 | |
IIROCMASFSCA+2 | 5 / 5 | Risk level not supplied | — | 0 | |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 |
CBCX: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is CBCX's regulatory licence status and supervisory authorisation?
In our imported dataset, CBCX (legal entity reference: CBCX MARKETS LIMITED) holds 3 recorded licence entries, of which 2 carry a "regulated" status and 3 are marked regulated or registered: FSCA (Financial Sector Conduct Authority) — licence 49700, status: registered; Financial Conduct Authority (UK FCA) — licence 572911, status: regulated; Financial Services Commission, Mauritius — licence GB24202880, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSCA, Financial Conduct Authority (UK FCA), Financial Services Commission, Mauritius public register.
Which of CBCX's jurisdictions and licences fall within this site's regulatory coverage?
CBCX is registered at AMR Building 3, 9 Concorde East Road, Bedfordview, 2007, South Africa Suite 403, 4th Floor, The Catalyst Building, Plot 40 Silicon Avenue, Ebene, Port Louis, Mauritius Intershore Suite, Le Sanalele Complex, PO Box 608, Apia, Samoa 20 Victoria St, London, SW1H 0NB, England, UK and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Precious metals, Indices, Forex, Commodities) rather than a domestic focus licence. Its 3 recorded licences (FSCA, Financial Conduct Authority (UK FCA), Financial Services Commission, Mauritius) should be evaluated for cross-border passporting and local solicitation rules.
What is CBCX's institutional risk classification, enforcement exposure, and score profile?
CBCX carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.5, risk & licensing: 7.5, brand: 7.5, market influence: 7.5, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to CBCX's platforms, entity structure, and complaints?
Before allocating capital or executing trades with CBCX (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (cbcx.co.uk) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to CBCX's supervisory scope.
regulatory-compliance
Why a Hyperliquid Treasury Firm Wants to Become a US Futures Broker
Why a Hyperliquid Treasury Firm Wants to Become a US Futures Broker: Hyperliquid Strategies has applied to become a U.S. futures commission merchant, a move that could let Americans trade perpetual futures on permission
regulatory-compliance
Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers
Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers: Institutional summary of the primary material (FCA). Cross-reference official supervisory registers for live updates.
regulatory-compliance
Statement at Open Meeting on Proposals to Expand Responsible Retailization of Private Markets
Statement at Open Meeting on Proposals to Expand Responsible Retailization of Private Markets: Institutional summary of the primary material (SEC). Cross-reference official supervisory registers for live updates.
regulatory-compliance
Remarks at the Small Business Capital Formation Advisory Committee Meeting
Remarks at the Small Business Capital Formation Advisory Committee Meeting: Institutional summary of the primary material (SEC, SFC). Cross-reference official supervisory registers for live updates.