CommSec

In our imported dataset, CommSec (legal entity reference: Commonwealth Securities Limited) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 000238814, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC public register.

CommSec is registered at Commonwealth Bank Place South' Level 1, 11 Harbour Street, SYDNEY NSW 2000 Commonwealth Securities Locked Bag 22 Australia Square NSW 1215 and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Australian shares, margin loans, cash, options, ETFs, warrants, fixed income securities, international shares) rather than a domestic focus licence. Its 1 recorded licence (ASIC) should be evaluated for cross-border passporting and local solicitation rules.

CommSec carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.5, risk & licensing: 6.5, brand: 6.5, market influence: 6.5, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

Before allocating capital or executing trades with CommSec, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.