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Institution record

DLSM

Risk level not supplied1 of 2 licences marked regulated
Source score
5.0
Warnings
0
Comments
0

Licence records

Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.

RegulatorLicence no.StatusLicensed entityDate
Vanuatu Financial Services Commission
700455OffshoreDLS MARKETS LIMITED2023-06-13
Australian Securities and Investments Commission
000296805RegulatedDLS MARKETS PTY LTD2006-02-07

Peer regulatory & risk comparison

Side-by-side supervisory and risk benchmark comparing DLSM against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.

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InstitutionPrimary regulatorsRegulated / totalRisk classificationSource scoreWarnings
DLSM (this record)
VFSCASIC
1 / 2Risk level not supplied5.00
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8
3 / 11Risk level not supplied—0
IIROCFinancial Conduct AuthorityNBRB+2
5 / 5Risk level not supplied6.00
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA
3 / 3Risk level not supplied6.00
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC
3 / 3Risk level not supplied6.00
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3
6 / 6Risk level not supplied5.00

DLSM: institutional due diligence FAQ

Key supervisory, licensing, and counterparty verification questions generated from the dataset.

What is DLSM's regulatory licence status and supervisory authorisation?

In our imported dataset, DLSM (legal entity reference: DLSM) holds 2 recorded licence entries, of which 1 carries a "regulated" status and 1 are marked regulated or registered: VFSC (Vanuatu Financial Services Commission) — licence 700455, status: offshore; ASIC (Australian Securities and Investments Commission) — licence 000296805, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official VFSC, ASIC public register.

Which of DLSM's jurisdictions and licences fall within this site's regulatory coverage?

DLSM is registered at Unit 3, 3rd Floor, Bayview House, Lini Highway, 11/OD22/003. Vanuatu and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Currency pairs, energy, precious metals and commodities, stock indices) rather than a domestic focus licence. Its 2 recorded licences (VFSC, ASIC) should be evaluated for cross-border passporting and local solicitation rules.

What is DLSM's institutional risk classification, enforcement exposure, and score profile?

DLSM carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 6.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

What operational due diligence steps apply to DLSM's platforms, entity structure, and complaints?

Before allocating capital or executing trades with DLSM (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (portal.dlsmcn.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to VFSC.

Editorial briefings and compliance research from Americas Firm Ledger relevant to DLSM's supervisory scope.

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DLSM — Regulation, Licence Records & Risk Profile | Americas Firm Ledger