Institution record
Finalto
Finalto Group Limited
- Source score
- 6.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Australian Securities and Investments Commission | 000424008 | Regulated | Finalto (Australia) Pty Ltd | 2012-10-08 | |
Financial Conduct Authority (UK FCA) | 481853 | Regulated | Finalto Financial Services Limited | 2008-09-08 | |
Financial Conduct Authority (UK FCA) | 607305 | Regulated | Finalto Trading Limited | 2014-09-04 | |
Cyprus Securities and Exchange Commission | 092/08 | Regulated | Safecap Investments Ltd | 2008-07-28 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Finalto against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Finalto (this record) | ASICFinancial Conduct Authority (UK FCA)Financial Conduct Authority (UK FCA)+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
Finalto: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Finalto's regulatory licence status and supervisory authorisation?
In our imported dataset, Finalto (legal entity reference: Finalto Group Limited) holds 4 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 000424008, status: regulated; Financial Conduct Authority (UK FCA) — licence 481853, status: regulated; Financial Conduct Authority (UK FCA) — licence 607305, status: regulated; CYSEC (Cyprus Securities and Exchange Commission) — licence 092/08, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, Financial Conduct Authority (UK FCA), CYSEC public register.
Which of Finalto's jurisdictions and licences fall within this site's regulatory coverage?
Finalto is registered at 6th Floor Luna Tower, Waterfront Drive, Road Town, Tortola, VG1110, British Virgin Islands and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Financial services, CFDs, Forex) rather than a domestic focus licence. Its 4 recorded licences (ASIC, Financial Conduct Authority (UK FCA), CYSEC) should be evaluated for cross-border passporting and local solicitation rules.
What is Finalto's institutional risk classification, enforcement exposure, and score profile?
Finalto carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Finalto's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Finalto, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
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Federal Securities Filings
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Federal Securities Filings
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