Institution record
GTC
GTC Global Trade Capital Ltd
- Source score
- 5.1
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities and Commodities Authority | 988925 | Regulated | GTC MULTI TRADING DMCC | — | |
Australian Securities and Investments Commission | 000496371 | Regulated | GTC GLOBAL PTY LTD | 2017-07-07 | |
Financial Services Commission, Mauritius | GB22200292 | Regulated | GTC GLOBAL LTD | 2022-06-03 | |
Vanuatu Financial Services Commission | 40354 | Offshore | GTC GLOBAL TRADE CAPITAL CO. LIMITED | 2023-06-02 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing GTC against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| GTC (this record) | SCAASICFinancial Services Commission, Mauritius+1 | 3 / 4 | Risk level not supplied | 5.1 | 1 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
GTC: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is GTC's regulatory licence status and supervisory authorisation?
In our imported dataset, GTC (legal entity reference: GTC Global Trade Capital Ltd) holds 4 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: SCA (Securities and Commodities Authority) — licence 988925, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 000496371, status: regulated; Financial Services Commission, Mauritius — licence GB22200292, status: regulated; VFSC (Vanuatu Financial Services Commission) — licence 40354, status: offshore. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SCA, ASIC, Financial Services Commission, Mauritius public register.
Which of GTC's jurisdictions and licences fall within this site's regulatory coverage?
GTC is registered at Room 1002, 10/F, Easey Commercial Building, 253-261 Hennessy Road, Wan Chai, Hong Kong Unit No: 1501, 1 Lake Plaza, Plot No: JLT-PH2-T2A, Jumeirah Lakes Towers, Dubai, United UAE and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Commodities, Precious metals, Stock indices, Forex, Stocks, Energies, Gold) rather than a domestic focus licence. Its 4 recorded licences (SCA, ASIC, Financial Services Commission, Mauritius, VFSC) should be evaluated for cross-border passporting and local solicitation rules.
What is GTC's institutional risk classification, enforcement exposure, and score profile?
GTC carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.1, risk & licensing: 6.0, brand: 5.5, market influence: 6.0, user reputation: 0.0). The record flags 1 regulatory warning or complaint count. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to GTC's platforms, entity structure, and complaints?
Before allocating capital or executing trades with GTC (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SCA.
Related institutional research & regulatory analysis
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Federal Securities Filings
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Federal Securities Filings
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Federal Securities Filings
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