Institution record
Maxain
Maxain Group Limited
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Labuan Financial Services Authority | MB/23/2017 | Regulated | Maxain Limited | -- |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Maxain against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Maxain (this record) | Labuan FSA | 1 / 1 | Risk level not supplied | 5.0 | 0 |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 0 / 2 | Risk level not supplied | 2.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
Maxain: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Maxain's regulatory licence status and supervisory authorisation?
In our imported dataset, Maxain (legal entity reference: Maxain Group Limited) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: Labuan FSA (Labuan Financial Services Authority) — licence MB/23/2017, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Labuan FSA public register.
Which of Maxain's jurisdictions and licences fall within this site's regulatory coverage?
Maxain is registered at Workshop 60, 3/F, Block A, East Sun Industrial Centre, No.16 Shing Yip Street, Kowloon, Hong Kong / Unit B, Lot 49, 1st Floor, Block F, Lazenda Warehouse 3, Jalan Ranca-Ranca, 87000 F.T. Labuan, Malaysia / and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Indices, Stocks, Metals, Energies, Currencies) rather than a domestic focus licence. Its 1 recorded licence (Labuan FSA) should be evaluated for cross-border passporting and local solicitation rules.
What is Maxain's institutional risk classification, enforcement exposure, and score profile?
Maxain carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Maxain's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Maxain (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Labuan FSA.
Related institutional research & regulatory analysis
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Remarks at the Small Business Capital Formation Advisory Committee Meeting
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