Institution record
Nordea
Nordea Bank Abp
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
European Central Bank (ECB Banking Supervision / SSM) | 529900ODI3047E2LIV03 | Regulated | Nordea Bank Abp | — | |
Swedish Financial Supervisory Authority | 11681 | Regulated | Nordea Bank Abp, filial i Sverige | 2018-08-09 | |
Danish Financial Supervisory Authority (Finanstilsynet) | 73410010 | Regulated | Investeringsforeningen Nordea Invest | 1984-07-05 | |
Financial Supervisory Authority | Not supplied | Regulated | Nordea Denmark,Nordea Bank Abp | — | |
Financial Supervisory Authority of Norway | FT00106317 | Regulated | NORDEA BANK DANMARK A/S | 2016-01-01 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Nordea against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Nordea (this record) | European Central Bank (ECB Banking Supervision / SSM)FIDanish Financial Supervisory Authority (Finanstilsynet)+2 | 5 / 5 | Risk level not supplied | 5.0 | 0 |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 0 / 2 | Risk level not supplied | 2.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
Nordea: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Nordea's regulatory licence status and supervisory authorisation?
In our imported dataset, Nordea (legal entity reference: Nordea Bank Abp) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: European Central Bank (ECB Banking Supervision / SSM) — licence 529900ODI3047E2LIV03, status: regulated; FI (Swedish Financial Supervisory Authority) — licence 11681, status: regulated; Danish Financial Supervisory Authority (Finanstilsynet) — licence 73410010, status: regulated; FIN-FSA (Financial Supervisory Authority) — licence Not supplied, status: regulated; FSA (Financial Supervisory Authority of Norway) — licence FT00106317, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official European Central Bank (ECB Banking Supervision / SSM), FI, Danish Financial Supervisory Authority (Finanstilsynet) public register.
Which of Nordea's jurisdictions and licences fall within this site's regulatory coverage?
Nordea is registered at NDEADKKK and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Retail banking, asset management, financial services) rather than a domestic focus licence. Its 5 recorded licences (European Central Bank (ECB Banking Supervision / SSM), FI, Danish Financial Supervisory Authority (Finanstilsynet), FIN-FSA, FSA) should be evaluated for cross-border passporting and local solicitation rules.
What is Nordea's institutional risk classification, enforcement exposure, and score profile?
Nordea carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Nordea's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Nordea, institutional and retail allocators should: (1) confirm the domain (nordea.dk) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to European Central Bank (ECB Banking Supervision / SSM).
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