Institution record
OWM
Oriental Wealth Markets Limited
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Vanuatu Financial Services Commission | 40299 | Regulated | ORIENTAL WEALTH MARKETS LIMITED | 2023-04-14 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing OWM against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| OWM (this record) | VFSC | 1 / 1 | Risk level not supplied | 5.0 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
VFSCCYSEC | 0 / 2 | Risk level not supplied | 5.0 | 0 | |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 |
OWM: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is OWM's regulatory licence status and supervisory authorisation?
In our imported dataset, OWM (legal entity reference: Oriental Wealth Markets Limited) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: VFSC (Vanuatu Financial Services Commission) — licence 40299, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official VFSC public register.
Which of OWM's jurisdictions and licences fall within this site's regulatory coverage?
OWM is registered at Lot Rodin Pot 820301 Nambatri 1, Port Vila, Vanuatu and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Stock CFDs, Commodities, Precious metals, Indices, Forex) rather than a domestic focus licence. Its 1 recorded licence (VFSC) should be evaluated for cross-border passporting and local solicitation rules.
What is OWM's institutional risk classification, enforcement exposure, and score profile?
OWM carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to OWM's platforms, entity structure, and complaints?
Before allocating capital or executing trades with OWM, institutional and retail allocators should: (1) confirm the domain (sc.owmtrade.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to VFSC.
Related institutional research & regulatory analysis
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Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers
Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers: Institutional summary of the primary material (FCA). Cross-reference official supervisory registers for live updates.
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Statement at Open Meeting on Proposals to Expand Responsible Retailization of Private Markets: Institutional summary of the primary material (SEC). Cross-reference official supervisory registers for live updates.
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Remarks at the Small Business Capital Formation Advisory Committee Meeting
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