Institution record
PGM
- Source score
- 6.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Australian Securities and Investments Commission | 470050 | Regulated | PRIMETIME GLOBAL MARKETS PTY LTD | 2015-03-02 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing PGM against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| PGM (this record) | ASIC | 1 / 1 | Risk level not supplied | 6.0 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
PGM: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is PGM's regulatory licence status and supervisory authorisation?
In our imported dataset, PGM (legal entity reference: PGM) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 470050, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC public register.
Which of PGM's jurisdictions and licences fall within this site's regulatory coverage?
PGM is registered at INP MELBOURNE, Suite 103, 566 St kilda Road MELBOURNE VIC 3004 and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (FX pairs, indices, commodities and precious metals) rather than a domestic focus licence. Its 1 recorded licence (ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is PGM's institutional risk classification, enforcement exposure, and score profile?
PGM carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to PGM's platforms, entity structure, and complaints?
Before allocating capital or executing trades with PGM (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (pgmfx.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to PGM's supervisory scope.
Federal Securities Filings
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Federal Securities Filings
CAT Audit Trail Timestamp Sync — EDGAR Filing Reconciliation: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of cat audit trail timestamp sync focusing on edgar filing reconciliation. Covers statutory register tie-out (NFA-BASIC), 6.0 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Federal Securities Filings
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Federal Securities Filings
State MSB Multi-License Matrix — Prudential Ratio Stress: 2026 Institutional Audit & Desk Controls
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