Institution record
Royal
- Source score
- 7.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Australian Securities and Investments Commission | 420268 | Regulated | ROYAL FINANCIAL TRADING PTY LTD | 2012-06-22 | |
Capital Markets Authority | 15 | Regulated | Royal Financials SAL | — | |
Financial Services Authority | 149 LLC 2019 | Registered | Royal ETP LLC | — | |
Vanuatu Financial Services Commission | 700284 | Regulated | ROYAL CM LIMITED | 2022-10-16 | |
Cyprus Securities and Exchange Commission | 312/16 | Regulated | — | 2016-08-10 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Royal against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Royal (this record) | ASICCMASVG FSA+2 | 4 / 5 | Risk level not supplied | 7.0 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
Royal: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Royal's regulatory licence status and supervisory authorisation?
In our imported dataset, Royal (legal entity reference: Royal) holds 5 recorded licence entries, of which 4 carry a "regulated" status and 5 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 420268, status: regulated; CMA (Capital Markets Authority) — licence 15, status: regulated; SVG FSA (Financial Services Authority) — licence 149 LLC 2019, status: registered; VFSC (Vanuatu Financial Services Commission) — licence 700284, status: regulated; CYSEC (Cyprus Securities and Exchange Commission) — licence 312/16, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, CMA, SVG FSA public register.
Which of Royal's jurisdictions and licences fall within this site's regulatory coverage?
Royal is registered at Suite 1502,Level15, 60 Margaret St,SydneyNSW2000 and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Forex, precious metals, crude oil, stock indices, futures, cryptocurrencies and stocks) rather than a domestic focus licence. Its 5 recorded licences (ASIC, CMA, SVG FSA, VFSC, CYSEC) should be evaluated for cross-border passporting and local solicitation rules.
What is Royal's institutional risk classification, enforcement exposure, and score profile?
Royal carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.0, risk & licensing: 7.0, brand: 8.0, market influence: 7.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Royal's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Royal (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (oneroyal.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
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