Institution record
SEB
Skandinaviska Enskilda Banken AB
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Swedish Financial Supervisory Authority | 11102 | Regulated | Skandinaviska Enskilda Banken AB | 1993-09-30 | |
Financial Supervisory Authority | 0985469-4 | Regulated | Skandinaviska Enskilda Banken AB (publ) Helsinki Branch | — | |
European Central Bank (ECB Banking Supervision / SSM) | DE05778 | Regulated | Skandinaviska Enskilda Banken AB (publ) Frankfurt Branch | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing SEB against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| SEB (this record) | FIFIN-FSAEuropean Central Bank (ECB Banking Supervision / SSM) | 3 / 3 | Risk level not supplied | 5.0 | 0 |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 0 / 2 | Risk level not supplied | 2.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
SEB: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is SEB's regulatory licence status and supervisory authorisation?
In our imported dataset, SEB (legal entity reference: Skandinaviska Enskilda Banken AB) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: FI (Swedish Financial Supervisory Authority) — licence 11102, status: regulated; FIN-FSA (Financial Supervisory Authority) — licence 0985469-4, status: regulated; European Central Bank (ECB Banking Supervision / SSM) — licence DE05778, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FI, FIN-FSA, European Central Bank (ECB Banking Supervision / SSM) public register.
Which of SEB's jurisdictions and licences fall within this site's regulatory coverage?
SEB is registered at Kungsträdgårdsgatan 8, SE-106 40 Stockholm, Sweden and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Banking, Financial Services, Retail Banking, Wealth Management, Life Insurance, Pensions) rather than a domestic focus licence. Its 3 recorded licences (FI, FIN-FSA, European Central Bank (ECB Banking Supervision / SSM)) should be evaluated for cross-border passporting and local solicitation rules.
What is SEB's institutional risk classification, enforcement exposure, and score profile?
SEB carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to SEB's platforms, entity structure, and complaints?
Before allocating capital or executing trades with SEB, institutional and retail allocators should: (1) confirm the domain (seb.fi) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FI.
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