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Institution record

SOOLIKE

SOOLIKE CAPITAL MARKETS

Risk level not supplied1 of 1 licences marked regulated
Source score
5.0
Warnings
0
Comments
0

Licence records

Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.

RegulatorLicence no.StatusLicensed entityDate
Financial Sector Conduct Authority
53244RegulatedSOOLIKE CAPITAL MARKETS (PTY) LTD2024-02-22

Peer regulatory & risk comparison

Side-by-side supervisory and risk benchmark comparing SOOLIKE against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.

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InstitutionPrimary regulatorsRegulated / totalRisk classificationSource scoreWarnings
SOOLIKE (this record)
FSCA
1 / 1Risk level not supplied5.00
IIROCMASFSCA+2
5 / 5Risk level not supplied—0
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1
4 / 4Risk level not supplied6.00
SECFinancial Crimes Enforcement Network (FinCEN)
2 / 2Risk level not supplied5.00
SECFinancial Crimes Enforcement Network (FinCEN)
2 / 2Risk level not supplied5.00
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC)
0 / 2Risk level not supplied2.00

SOOLIKE: institutional due diligence FAQ

Key supervisory, licensing, and counterparty verification questions generated from the dataset.

What is SOOLIKE's regulatory licence status and supervisory authorisation?

In our imported dataset, SOOLIKE (legal entity reference: SOOLIKE CAPITAL MARKETS) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: FSCA (Financial Sector Conduct Authority) — licence 53244, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSCA public register.

Which of SOOLIKE's jurisdictions and licences fall within this site's regulatory coverage?

SOOLIKE is registered at Atrium on 5th, 9th Floor, 5th Street, Sandton, Johannesburg, 2196, South Africa and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Products such as foreign exchange, stocks, energy, precious metals, and cryptocurrencies) rather than a domestic focus licence. Its 1 recorded licence (FSCA) should be evaluated for cross-border passporting and local solicitation rules.

What is SOOLIKE's institutional risk classification, enforcement exposure, and score profile?

SOOLIKE carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

What operational due diligence steps apply to SOOLIKE's platforms, entity structure, and complaints?

Before allocating capital or executing trades with SOOLIKE (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSCA.

Editorial briefings and compliance research from Americas Firm Ledger relevant to SOOLIKE's supervisory scope.

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SOOLIKE — Regulation, Licence Records & Risk Profile | Americas Firm Ledger