Institution record
Delta
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Crimes Enforcement Network (FinCEN) | 31000288503354 | Regulated | eToro USA LLC | 2024-12-16 | |
Cyprus Securities and Exchange Commission | 109/10 | Regulated | Etoro (Europe) Ltd | 2010-01-14 | |
Malta Financial Services Authority | C 97952 | Regulated | ETORO MONEY MALTA LTD | 2021-02-25 | |
Financial Services Authority Seychelles | SD076 | Regulated | eToro (Seychelles) Ltd | — | |
Australian Securities and Investments Commission | 000491139 | Regulated | ETORO AUS CAPITAL LIMITED | 2017-09-04 | |
Financial Conduct Authority | 523775 | Regulated | Etoro (Europe) Limited | 2023-03-03 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Delta against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Delta (this record) | Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
Financial Crimes Enforcement Network (FinCEN)MAS | 2 / 2 | Risk level not supplied | 5.6 | 0 | |
Financial Crimes Enforcement Network (FinCEN) | 1 / 1 | Risk level not supplied | 5.6 | 0 |
Delta: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Delta's regulatory licence status and supervisory authorisation?
In our imported dataset, Delta (legal entity reference: Delta) holds 6 recorded licence entries, of which 6 carry a "regulated" status and 6 are marked regulated or registered: Financial Crimes Enforcement Network (FinCEN) — licence 31000288503354, status: regulated; CYSEC (Cyprus Securities and Exchange Commission) — licence 109/10, status: regulated; MFSA (Malta Financial Services Authority) — licence C 97952, status: regulated; Financial Services Authority Seychelles — licence SD076, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 000491139, status: regulated; Financial Conduct Authority — licence 523775, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Financial Crimes Enforcement Network (FinCEN), CYSEC, MFSA public register.
Which of Delta's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on financial institutions and registrants headquartered in the united states and canada. 1 of Delta's 6 licence records fall directly within this jurisdictional mandate: Financial Crimes Enforcement Network (FinCEN) (licence 31000288503354, regulated, entity: eToro USA LLC). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Delta's institutional risk classification, enforcement exposure, and score profile?
Delta carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Delta's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Delta, institutional and retail allocators should: (1) confirm the domain (delta.app/en) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Crimes Enforcement Network (FinCEN).
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to Delta's supervisory scope.
Federal Securities Filings
Rule 15c3-1 Net Capital Haircut Table — Capital Buffer Policy: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of rule 15c3-1 net capital haircut table focusing on capital buffer policy. Covers statutory register tie-out (NFA-BASIC), 4.8 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Federal Securities Filings
CAT Audit Trail Timestamp Sync — EDGAR Filing Reconciliation: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of cat audit trail timestamp sync focusing on edgar filing reconciliation. Covers statutory register tie-out (NFA-BASIC), 6.0 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Federal Securities Filings
CFTC & NFA Commodity Pool Operator (CPO) Oversight: De Minimis Exemption 4.13(a)(3) vs. Full Registration
How quantitative hedge funds and crypto-derivative asset managers maintain compliance with CFTC margin thresholds without triggering full CPO overhead.
Federal Securities Filings
State MSB Multi-License Matrix — Prudential Ratio Stress: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of state msb multi-license matrix focusing on prudential ratio stress. Covers statutory register tie-out (NFA-BASIC), 14.3 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.