Institution record
XTX Markets
- Source score
- 6.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage U.S. Securities and Exchange Commission (SEC) | 8‐70009 | Regulated | XTX MARKETS LLC | 2017-12-13 | |
In our coverage Financial Industry Regulatory Authority | 289846 | Regulated | XTX MARKETS LLC | 2024-05-21 | |
Financial Conduct Authority | 949967 | Regulated | XTX Markets Trading Limited | 2021-10-19 | |
Financial Conduct Authority | 711945 | Regulated | XTX Markets Limited | 2016-07-04 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing XTX Markets against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| XTX Markets (this record) | U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 |
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 0 / 2 | Risk level not supplied | 2.0 | 0 | |
U.S. Securities and Exchange Commission (SEC) | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
U.S. Securities and Exchange Commission (SEC) | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
U.S. Securities and Exchange Commission (SEC) | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
U.S. Securities and Exchange Commission (SEC)Financial Conduct Authority | 2 / 2 | Risk level not supplied | 4.0 | 0 |
XTX Markets: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is XTX Markets's regulatory licence status and supervisory authorisation?
In our imported dataset, XTX Markets (legal entity reference: XTX Markets) holds 4 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: U.S. Securities and Exchange Commission (SEC) — licence 8‐70009, status: regulated; FINRA (Financial Industry Regulatory Authority) — licence 289846, status: regulated; Financial Conduct Authority — licence 949967, status: regulated; Financial Conduct Authority — licence 711945, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official U.S. Securities and Exchange Commission (SEC), FINRA, Financial Conduct Authority public register.
Which of XTX Markets's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on financial institutions and registrants headquartered in the united states and canada. 2 of XTX Markets's 4 licence records fall directly within this jurisdictional mandate: U.S. Securities and Exchange Commission (SEC) (licence 8‐70009, regulated, entity: XTX MARKETS LLC); FINRA (licence 289846, regulated, entity: XTX MARKETS LLC). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is XTX Markets's institutional risk classification, enforcement exposure, and score profile?
XTX Markets carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to XTX Markets's platforms, entity structure, and complaints?
Before allocating capital or executing trades with XTX Markets, institutional and retail allocators should: (1) confirm the domain (xtxmarkets.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to U.S. Securities and Exchange Commission (SEC).
Related institutional research & regulatory analysis
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Regulatory Benchmarks
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Compliance Forensics
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Solvency and Protection
Investor Compensation Ceilings, Client-Money Segregation & Counterparty Risk Matrix in North American Registered Broker-Dealers, Banks & FCMs (2026)
Institutional comparison of statutory investor compensation schemes, daily client-asset segregation rules, and multi-dimensional counterparty risk scores across Americas Firm Ledger's 2026 coverage universe.
SEC Finra Filings
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Definitive 2026 flagship cornerstone guide to US & Canada SEC, FINRA, NFA & FINTRAC Broker-Dealer Roll on Americas Firm Roll (americasfirmledger.com). Covers United States (SEC / FINRA / CFTC / NFA) & Canada (CIRO / FINTRAC) statutory rules, Tier-1 quantitative benchmarks, mathematical formulation (AMERICAS-BD-ROLL), and compliance verification.