National Supervisory Authority & Licensing Qualification Dossier • Asia-Pacific
Financial Services Commission
Global Jurisdiction- Supervisory tier
- Tier-2
- License classes
- 2
- Licensed records
- 24
- Active / regulated
- 7
Statutory Supervisory Mandate & Scope
Financial Services Commission operates as a statutory financial supervisory authority regulating financial institutions in 2 (BZ). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry at belizefsc.org.bz.
Prudential Tier Assessment
Tier-2Tier-2 national capital markets, securities, and derivatives supervisory authority in Global Jurisdiction, IOSCO member standards-aligned.
National licensing qualifications & statutory authorisation classes (Financial Services Commission)
Authorisation categories, permitted institutional and retail activities, minimum initial capital adequacy, and ongoing prudential solvency rules enforced by Financial Services Commission in Global Jurisdiction.
| License class / code | Official designation | Permitted institutional & retail activities | Minimum initial / base capital | Ongoing prudential & solvency rule |
|---|---|---|---|---|
| Category 1 / Principal Broker-Dealer | Full-Scope Securities & Derivatives Dealer (Market Maker / Principal) | Dealing as principal or market maker in securities, FX, CFDs, futures, options, and underwriting. | USD $150,000 – $500,000 equivalent minimum paid-up capital | Risk-weighted capital adequacy + minimum liquid capital buffer ≥ 25% of annual fixed overheads. |
| Category 2 / Agency Broker & Asset Manager | Securities Brokerage (Agency / STP) & Discretionary Portfolio Management Licence | Order execution, reception and transmission of client orders, discretionary portfolio management, and investment advisory. | USD $75,000 – $150,000 equivalent minimum paid-up capital | Strict client money segregation, best-execution monitoring, and quarterly regulatory financial returns. |
Investor compensation, client money segregation & digital-asset regime
Statutory counterparty protections, custody reconciliation mandates, and virtual-asset licensing status under Financial Services Commission.
National Investor Protection / Compensation Scheme (Global Jurisdiction)
- Maximum coverage per client
- Subject to statutory national investor protection fund limits and segregated trust priority
- Eligible counterparties & scope
- Retail clients of licensed securities and investment brokerage firms.
Financial Services Commission Client Money & Safe Custody Segregation Rules
- Reconciliation & audit cadence
- Daily reconciliation of segregated client trust bank accounts against client trading ledger balances.
- Approved custodian requirements
- Client funds and securities must be held in bankruptcy-remote statutory trust accounts at licensed commercial banks or central securities depositories.
Financial Services Commission Digital Asset / Tokenized Securities & VASP Regulatory Framework
- Travel Rule, custody & stablecoin rules
- FATF Recommendation 16 Travel Rule enforcement and institutional qualified custody standards.
Primary Governing Statutes & Rulebooks
- Securities and Capital Markets Act of Global Jurisdiction
- Financial Services Commission Licensing, Prudential Capital Adequacy & Conduct of Business Rules
- Client Money & Custody Asset Segregation Regulations (Global Jurisdiction)
- IOSCO Principles of Securities Regulation & National AML/CFT Rulebook
Regulatory Reporting & Audit Obligations
Quarterly capital adequacy returns and annual IFRS audited financial statements submitted to Financial Services CommissionAnnual independent auditor attestation on Client Money and Safe Custody complianceTransaction reporting, market abuse surveillance (MAR), and AML/CFT suspicious activity reporting
Cross-Border Equivalence & Passporting
Operates under Global Jurisdiction national jurisdiction and IOSCO MMoU cross-border supervisory cooperation.
Supervised institutions & Financial Services Commission licence records in our database
24 licence records referencing Financial Services Commission (7 regulated/registered, 10 flagged with warnings/revocations).
| Institution | Licence number | Status | Licensed legal entity | Effective date | Verification |
|---|---|---|---|---|---|
| XM(Cross-jurisdiction record) | 000261/397 | Offshore | XM Global Limited | — | |
| RoboForex(Cross-jurisdiction record) | 000138/333 | Regulated | RoboForex | — | |
| Axiory(Cross-jurisdiction record) | IFSC/60/255/TS/15 | Offshore | AXIORY GLOBAL LTD. | — | |
| GENETRADE(Cross-jurisdiction record) | IFSC/60/366/TS | Offshore | Genius Trading Ltd | — | |
| 24option(Cross-jurisdiction record) | 000319/191 | Regulated | RICHFIELD CAPITAL | — | |
| SM-INVEST(Cross-jurisdiction record) | 000274/221 | Regulated | RS Global Ltd | — | |
| FBS(Cross-jurisdiction record) | 000102/460 | Offshore | FBS Markets Inc. | — | |
| INVESTOUS(Cross-jurisdiction record) | 000349/173 | Regulated | IOS INVESTMENTS | — | |
| CPT Markets(Cross-jurisdiction record) | IFSC000314/470 | Regulated | CPT MARKETS LIMITED | — | |
| Xtrade(Cross-jurisdiction record) | FSC000281/20 | Regulated | XTRADE INTERNATIONAL | — | |
| BHC(Cross-jurisdiction record) | IFSC/60/490/BCA/16 | Regulated | Brickhill Capital | — | |
| Tradeo(Cross-jurisdiction record) | IFSC/60/284/TS/17 | Suspected clone | Delwyn Trading Limited | — | |
| BelFX(Cross-jurisdiction record) | IFSC/60/260/TS/17 | Offshore | BELFX LIMITED | -- | |
| Binance TH(Cross-jurisdiction record) | IFSC/60/377/TS/17 | Revoked | CST Financial Services Ltd. | — | |
| FX Choice(Cross-jurisdiction record) | IFSC/60/191/TS/18 | Offshore | FX Choice Limited | — | |
| ITRADER(Cross-jurisdiction record) | IFSC/60/322/TS16 | Suspected clone | BAYLINE TRADING LIMITED | — | |
| Super Forex(Cross-jurisdiction record) | IFSC/60/292/TS/16 | Revoked | SuperFin Corp. | — | |
| Alpari International(Cross-jurisdiction record) | IFSC/60/301/TS/17 | Revoked | Alpari Limited | — | |
| Koderan Forex(Cross-jurisdiction record) | IFSC/60/466/FX/16 | Revoked | Koderan International Markets Limited | — | |
| BONDEX(Cross-jurisdiction record) | IFSC/60/486/BCA/19 | Revoked | Bondex Global Limited | — | |
| AROTRADE(Cross-jurisdiction record) | IFSC/60/391/TS/19 | Revoked | Speed Solutions Limited | — | |
| EURO PRIME(Cross-jurisdiction record) | IFSC/60/511/TS/18 | Suspected clone | IOS Investments Ltd | — | |
| GQFX(Cross-jurisdiction record) | 000320/189 | Cancelled | GQ Capital | — | |
| IIGFX(Cross-jurisdiction record) | IFSC/60/446/FX/17 | Revoked | IIG Ltd. | — |
Financial Services Commission (Global Jurisdiction): institutional licensing & due diligence FAQ
Key statutory capital, compensation, custody segregation, and verification answers for compliance teams.
What are the primary licensing classes and minimum capital requirements under Financial Services Commission (Global Jurisdiction)?
Financial Services Commission supervises financial institutions in Global Jurisdiction under Securities and Capital Markets Act of Global Jurisdiction and Financial Services Commission Licensing, Prudential Capital Adequacy & Conduct of Business Rules. Key statutory authorisation classes include: Category 1 / Principal Broker-Dealer (Full-Scope Securities & Derivatives Dealer (Market Maker / Principal) — min. capital: USD $150,000 – $500,000 equivalent minimum paid-up capital); Category 2 / Agency Broker & Asset Manager (Securities Brokerage (Agency / STP) & Discretionary Portfolio Management Licence — min. capital: USD $75,000 – $150,000 equivalent minimum paid-up capital). Ongoing prudential supervision requires strict adherence to capital adequacy and liquidity buffers.
Does Financial Services Commission provide statutory investor compensation and mandatory client asset segregation?
Under Financial Services Commission's framework, investor protection is governed by National Investor Protection / Compensation Scheme (Global Jurisdiction) with maximum coverage of Subject to statutory national investor protection fund limits and segregated trust priority (Retail clients of licensed securities and investment brokerage firms.). For client money and custody assets, supervised firms must comply with Financial Services Commission Client Money & Safe Custody Segregation Rules, performing daily reconciliation of segregated client trust bank accounts against client trading ledger balances. with client funds and securities must be held in bankruptcy-remote statutory trust accounts at licensed commercial banks or central securities depositories..
How does Financial Services Commission regulate digital assets, crypto exchanges (VASPs/CASPs), and stablecoins?
Financial Services Commission's digital-asset regime is structured around Financial Services Commission Digital Asset / Tokenized Securities & VASP Regulatory Framework (Regulates security tokens, crypto derivatives, and licensed digital asset intermediaries in Global Jurisdiction.). Custody and AML/CFT compliance obligations require: FATF Recommendation 16 Travel Rule enforcement and institutional qualified custody standards.
How can I verify an institution's Financial Services Commission licence number and check our 24 recorded licence entries?
Our database currently tracks 24 licence records referencing Financial Services Commission (7 marked regulated or registered). To verify a counterparty at the primary source, open Financial Services Commission's official public register (https://www.belizefsc.org.bz/), search by the exact reference number and legal entity name, and confirm that the firm's domain and permitted activities match its statutory authorisation.
Related regulatory & market structure briefings
Research and compliance analysis from Americas Firm Ledger relevant to Financial Services Commission and Global Jurisdiction.
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Why a Hyperliquid Treasury Firm Wants to Become a US Futures Broker
Why a Hyperliquid Treasury Firm Wants to Become a US Futures Broker: Hyperliquid Strategies has applied to become a U.S. futures commission merchant, a move that could let Americans trade perpetual futures on permission
regulatory-compliance
Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers
Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers: Institutional summary of the primary material (FCA). Cross-reference official supervisory registers for live updates.
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Statement at Open Meeting on Proposals to Expand Responsible Retailization of Private Markets
Statement at Open Meeting on Proposals to Expand Responsible Retailization of Private Markets: Institutional summary of the primary material (SEC). Cross-reference official supervisory registers for live updates.
regulatory-compliance
Remarks at the Small Business Capital Formation Advisory Committee Meeting
Remarks at the Small Business Capital Formation Advisory Committee Meeting: Institutional summary of the primary material (SEC, SFC). Cross-reference official supervisory registers for live updates.
Statutory licensing classes, base capital rules, and investor protection summaries for Financial Services Commission (Global Jurisdiction) are maintained for institutional benchmarking and do not constitute legal advice. Always verify current rulebooks and active firm authorisations directly on Financial Services Commission’s official public register.