Institution record
XM
XM Global Limited
- Source score
- 8.5
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Australian Securities and Investments Commission | 000443670 | Regulated | TRADING.COM MARKETS PTY LTD | 2013-12-23 | |
Cyprus Securities and Exchange Commission | 120/10 | Regulated | Trading Point of Financial Instruments Ltd | 2010-08-05 | |
Financial Sector Conduct Authority | 49976 | Regulated | XM ZA (PTY) LTD | 2019-09-13 | |
Financial Services Commission | 000261/397 | Offshore | XM Global Limited | — | |
Dubai Financial Services Authority | F003484 | Regulated | Trading Point MENA Limited | 2019-09-10 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing XM against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| XM (this record) | ASICCYSECFSCA+2 | 4 / 5 | Risk level not supplied | 8.5 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
XM: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is XM's regulatory licence status and supervisory authorisation?
In our imported dataset, XM (legal entity reference: XM Global Limited) holds 5 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 000443670, status: regulated; CYSEC (Cyprus Securities and Exchange Commission) — licence 120/10, status: regulated; FSCA (Financial Sector Conduct Authority) — licence 49976, status: regulated; Financial Services Commission — licence 000261/397, status: offshore; DFSA (Dubai Financial Services Authority) — licence F003484, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, CYSEC, FSCA public register.
Which of XM's jurisdictions and licences fall within this site's regulatory coverage?
XM is registered at Coppergate House 10 Whites Row London E1 7NFE 1 7 N F UNITED KINGDOM No. 5 Cork Street, Belize City, Belize, CA. Suite 404, The Matalon, Coney Drive, Belize City, Belize and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Forex, stocks, precious metals, CFDs) rather than a domestic focus licence. Its 5 recorded licences (ASIC, CYSEC, FSCA, Financial Services Commission, DFSA) should be evaluated for cross-border passporting and local solicitation rules.
What is XM's institutional risk classification, enforcement exposure, and score profile?
XM carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 8.5, risk & licensing: 8.5, brand: 8.5, market influence: 8.5, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to XM's platforms, entity structure, and complaints?
Before allocating capital or executing trades with XM (listed execution software: XM, MT4, MT5), institutional and retail allocators should: (1) confirm the domain (trading-point.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to XM's supervisory scope.
Federal Securities Filings
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Federal Securities Filings
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Federal Securities Filings
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Federal Securities Filings
State MSB Multi-License Matrix — Prudential Ratio Stress: 2026 Institutional Audit & Desk Controls
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