1v1 Institutional Counterparty Comparison
Forex vs FTX US: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Forex (GAIN Global Markets, Inc.) and FTX US (FTX US) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Financial institutions and registrants headquartered in the United States and Canada
- Forex 6D Score
- 9.3
- FTX US 6D Score
- 5.0
- Regulated Licences
- 5 vs 1
- Warning Flags
- 1 vs 0
Forex outranks FTX US by +4.3 pts in composite 6D scoring (9.3 vs 5.0)
On supervisory breadth, Forex holds 5 active regulated licence(s) (0 Tier-1) out of 5 total filings and 1 warning count(s), whereas FTX US holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Forex | FTX US | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 9.3 | 5.0 | +4.3 | Forex |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 9.3 | 5.0 | +4.3 | Forex |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 6.0 | 1.0 | +5.0 | Forex |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 9.3 | 5.0 | +4.3 | Forex |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 9.3 | 5.0 | +4.3 | Forex |
Visual Architecture Benchmark: Forex vs FTX US
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Forex | FTX US |
|---|---|---|
| Primary Legal Name | GAIN Global Markets, Inc. | FTX US |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 5 regulated / 5 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | ||
| Registered Domicile / Address | 30 Independence Blvd, Suite 300 (3rd floor), Warren, NJ 07059, | US |
| Offered Asset Classes & Services | Foreign exchange, stocks, crude oil, gold, silver, stock index, etc. | Multi-asset financial services |
| Execution Software & Terminals | GOOD, MT4, MT5 | Proprietary / Web Platform |
| Supported Client Languages | Chinese (Simplified), English | English |
| Warning / Exposure Count | 1 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare Forex and FTX US against other regulated peers in our financial institutions and registrants headquartered in the united states and canada slice.
Frequently Asked Questions: Forex vs FTX US
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Forex or FTX US?
Forex holds more active regulated filings (5 vs 1). Specifically, Forex maintains 5 total recorded filing(s) (Financial Conduct Authority, FSA, ASIC, MAS) with 1 warning flag(s), whereas FTX US maintains 1 recorded filing(s) (Financial Crimes Enforcement Network (FinCEN)) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Forex and FTX US?
In Americas Firm Ledger's 6-Dimension scoring matrix (0.0–10.0 scale), Forex records an Overall Score of 9.3 (Risk & Licensing: 9.3, Brand: 9.3, Market Influence: 9.3, User Reputation: 0.0, Execution & Software: 6.0), compared with FTX US at 5.0 Overall (Risk & Licensing: 5.0, Brand: 5.0, Market Influence: 5.0, User Reputation: 0.0, Execution & Software: 1.0).
How do Forex and FTX US differ in trading platforms and asset classes?
Forex lists Foreign exchange, stocks, crude oil, gold, silver, stock index, etc. with execution software [GOOD, MT4, MT5], while FTX US lists general financial services with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Forex or FTX US?
Forex carries a "Risk level not supplied" classification with 1 warning/exposure count(s) and 0 user comment(s), while FTX US carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.