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unknown · 2

SEC — U.S. Securities and Exchange Commission

U.S. Securities and Exchange Commission (SEC) operates as a statutory financial supervisory authority regulating financial institutions in 2 (US). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry at nmlsconsumeraccess.org.

Brókers e Instituciones (2)

SEC — U.S. Securities and Exchange Commission (Español) | Americas Firm Ledger