Institution record
Capex
JME Financial Services (Pty) Ltd
- Source score
- 6.5
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Financial Sector Conduct Authority | 37166 | Regulated | JME Financial Services (Pty) Ltd | 2018 | |
Cyprus Securities and Exchange Commission | 292/16 | Regulated | Key Way Investments Ltd | 2016-01-21 | |
Comisión Nacional del Mercado de Valores | 129 | Regulated | KEY WAY INVESTMENTS LTD | 2017-07-28 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Capex against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Capex (this record) | FSCACYSECCNMV | 3 / 3 | Risk level not supplied | 6.5 | 0 |
IIROCMASFSCA+2 | 5 / 5 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 | |
VFSCCYSEC | 0 / 2 | Risk level not supplied | 5.0 | 0 | |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 |
Capex: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Capex's regulatory licence status and supervisory authorisation?
In our imported dataset, Capex (legal entity reference: JME Financial Services (Pty) Ltd) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: FSCA (Financial Sector Conduct Authority) — licence 37166, status: regulated; CYSEC (Cyprus Securities and Exchange Commission) — licence 292/16, status: regulated; CNMV (Comisión Nacional del Mercado de Valores) — licence 129, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSCA, CYSEC, CNMV public register.
Which of Capex's jurisdictions and licences fall within this site's regulatory coverage?
Capex is registered at Suite 10, 21 Lighthouse Rd 201 Beacon Rock, Umhlanga Rocks, Kwa-Zulu Natal, 4320, South Africa and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Forex, Currency Pairs, Indices, Bonds, ETFs, Commodities, Mixed Assets and Cryptocurrencies, ETFs, Mixed Assets. trading assets) rather than a domestic focus licence. Its 3 recorded licences (FSCA, CYSEC, CNMV) should be evaluated for cross-border passporting and local solicitation rules.
What is Capex's institutional risk classification, enforcement exposure, and score profile?
Capex carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.5, risk & licensing: 6.0, brand: 6.7, market influence: 7.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Capex's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Capex (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSCA.
Related institutional research & regulatory analysis
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Regulatory Compliance
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