Institution record
capital.com
Capital Com SV Investments Ltd
- Source score
- 2.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
National Bank of the Republic of Belarus | 16 | Regulated | Capital Com Bel | 2019-04-16 | |
Financial Services Authority Seychelles | SD101 | Offshore | Capital Com Stock and CFD Investing Ltd | — | |
Financial Conduct Authority | 793714 | Regulated | Capital Com (UK) Limited | 2018-10-26 | |
FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS | 319/17 | Regulated | Capital Com SV Investments Ltd | 2017-04-07 | |
Australian Securities and Investments Commission | 513393 | Regulated | CAPITAL COM AUSTRALIA PTY LTD | 2021-06-16 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing capital.com against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| capital.com (this record) | NBRBFinancial Services Authority SeychellesFinancial Conduct Authority+2 | 4 / 5 | Risk level not supplied | 2.0 | 0 |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 | |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
U.S. Securities and Exchange Commission (SEC)Financial Conduct Authority | 2 / 2 | Risk level not supplied | 4.0 | 0 |
capital.com: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is capital.com's regulatory licence status and supervisory authorisation?
In our imported dataset, capital.com (legal entity reference: Capital Com SV Investments Ltd) holds 5 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: NBRB (National Bank of the Republic of Belarus) — licence 16, status: regulated; Financial Services Authority Seychelles — licence SD101, status: offshore; Financial Conduct Authority — licence 793714, status: regulated; CyFO (FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS) — licence 319/17, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 513393, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official NBRB, Financial Services Authority Seychelles, Financial Conduct Authority public register.
Which of capital.com's jurisdictions and licences fall within this site's regulatory coverage?
capital.com is tracked under our financial institutions and registrants headquartered in the united states and canada coverage scope based on its institutional service profile (multi-asset financial services) rather than a domestic focus licence. Its 5 recorded licences (NBRB, Financial Services Authority Seychelles, Financial Conduct Authority, CyFO, ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is capital.com's institutional risk classification, enforcement exposure, and score profile?
capital.com carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to capital.com's platforms, entity structure, and complaints?
Before allocating capital or executing trades with capital.com (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (capital.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to NBRB.
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