Institution record
PLOTIO
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
The Chinese Gold and Silver Exchange Society | 126 | Regulated | Plotio Bullion (H.K.) Limited | -- | |
Securities Commission of The Bahamas | SIA-F212 | Offshore | Plotio Global Financial Limited | -- | |
Australian Securities and Investments Commission | 528971 | Regulated | PLOTIO (AU) GLOBAL FINANCIAL PTY LTD | 2021-10-14 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing PLOTIO against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| PLOTIO (this record) | CGSESCBASIC | 2 / 3 | Risk level not supplied | 5.0 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
PLOTIO: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is PLOTIO's regulatory licence status and supervisory authorisation?
In our imported dataset, PLOTIO (legal entity reference: PLOTIO) holds 3 recorded licence entries, of which 2 carry a "regulated" status and 2 are marked regulated or registered: CGSE (The Chinese Gold and Silver Exchange Society) — licence 126, status: regulated; SCB (Securities Commission of The Bahamas) — licence SIA-F212, status: offshore; ASIC (Australian Securities and Investments Commission) — licence 528971, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official CGSE, SCB, ASIC public register.
Which of PLOTIO's jurisdictions and licences fall within this site's regulatory coverage?
PLOTIO is registered at Capital Union Building, Suite 6, Lyford Cay, West Bay Street, Nassau, The Bahamas 1st Floor, The Sotheby Building, Rodney Bay, Gros-Islet, Castries, Saint Lucia and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Spot and CFDs commodities such as gold, silver, currency CFDs, crude oil futures, natural gas futures and indices) rather than a domestic focus licence. Its 3 recorded licences (CGSE, SCB, ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is PLOTIO's institutional risk classification, enforcement exposure, and score profile?
PLOTIO carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to PLOTIO's platforms, entity structure, and complaints?
Before allocating capital or executing trades with PLOTIO (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to CGSE.
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