Institution record
PrimeQuotes
PrimeQuotes (Pty) Ltd
- Source score
- 2.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing PrimeQuotes against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| PrimeQuotes (this record) | FSCA | 0 / 1 | Risk level not supplied | 2.0 | 0 |
IIROCMASFSCA+2 | 5 / 5 | Risk level not supplied | — | 0 | |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 0 / 2 | Risk level not supplied | 2.0 | 0 |
PrimeQuotes: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is PrimeQuotes's regulatory licence status and supervisory authorisation?
In our imported dataset, PrimeQuotes (legal entity reference: PrimeQuotes (Pty) Ltd) holds 1 recorded licence entry, of which 0 carry a "regulated" status and 0 are marked regulated or registered: FSCA (Financial Sector Conduct Authority) — licence 53226, status: exceeded scope. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSCA public register.
Which of PrimeQuotes's jurisdictions and licences fall within this site's regulatory coverage?
PrimeQuotes is registered at 6 Wahid Street, Penlyn Estate, Cape Town, Western Cape, South Africa 7780 and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Forex currency pairs, CFD products, stocks, indices and cryptocurrencies) rather than a domestic focus licence. Its 1 recorded licence (FSCA) should be evaluated for cross-border passporting and local solicitation rules.
What is PrimeQuotes's institutional risk classification, enforcement exposure, and score profile?
PrimeQuotes carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (FSCA: exceeded scope). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to PrimeQuotes's platforms, entity structure, and complaints?
Before allocating capital or executing trades with PrimeQuotes (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to PrimeQuotes's supervisory scope.
Market Insights
Nasdaq Futures forecast: AI stocks rebound as Goldman Sachs, JPMorgan and Morgan Stanley assess market outlook - Beinsure
Nasdaq Futures forecast: AI stocks rebound as Goldman Sachs, JPMorgan and Morgan Stanley assess market outlook - Beinsure: Nasdaq Futures forecast: AI stocks rebound as Goldman Sachs, JPMorgan and Morgan Stanley assess market outlook Beinsure
Regulatory Compliance
Kimber Digital Securities gains broker-dealer status for tokenized assets
Kimber Digital Securities gains broker-dealer status for tokenized assets: The Plume affiliate plans to offer tokenized US stocks, ETFs and bonds through self-custodial wallets, with traditional shareholder rights preserved.
Regulatory Compliance
SEC Enforcement Penalties Fall to 18-Year Low - WSJ
SEC Enforcement Penalties Fall to 18-Year Low - WSJ: Institutional summary of the primary material (SEC). Cross-reference official supervisory registers for live updates.
Regulatory Compliance
US SEC enforcement activity plunges two years into Trump administration - Reuters
US SEC enforcement activity plunges two years into Trump administration - Reuters: Institutional summary of the primary material (SEC). Cross-reference official supervisory registers for live updates.