Institution record
Scope Markets
SM Capital Markets Ltd.
- Source score
- 6.5
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Financial Services Commission, Belize (IFSC / FSC) | 000274/394 | Registered | RS Global Ltd | — | |
Financial Services Authority Seychelles | SD079 | Offshore | Scope Markets Global Ltd | — | |
Cyprus Securities and Exchange Commission | 339/17 | Regulated | SM Capital Markets Ltd | 2017-11-02 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Scope Markets against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Scope Markets (this record) | Financial Services Commission, Belize (IFSC / FSC)Financial Services Authority SeychellesCYSEC | 1 / 3 | Risk level not supplied | 6.5 | 0 |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
VFSCCYSEC | 0 / 2 | Risk level not supplied | 5.0 | 0 | |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 |
Scope Markets: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Scope Markets's regulatory licence status and supervisory authorisation?
In our imported dataset, Scope Markets (legal entity reference: SM Capital Markets Ltd.) holds 3 recorded licence entries, of which 1 carries a "regulated" status and 2 are marked regulated or registered: Financial Services Commission, Belize (IFSC / FSC) — licence 000274/394, status: registered; Financial Services Authority Seychelles — licence SD079, status: offshore; CYSEC (Cyprus Securities and Exchange Commission) — licence 339/17, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Financial Services Commission, Belize (IFSC / FSC), Financial Services Authority Seychelles, CYSEC public register.
Which of Scope Markets's jurisdictions and licences fall within this site's regulatory coverage?
Scope Markets is registered at 6160, Park Avenue, Buttonwood Bay, Lower Flat Office Space Front, Belize City, Belize Westside Towers, 4th Floor, Office 402 and 403, Lower Kabete Road, Westlands Room B11, 1st Floor, Providence Complex, Providence, Mahe, Seychelles. Office 2, Room 4, First Floor, Olivier Maradan Building, Victoria, Mahe, Seychelles. and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Indices, Forex, Stocks, Metals, Energies) rather than a domestic focus licence. Its 3 recorded licences (Financial Services Commission, Belize (IFSC / FSC), Financial Services Authority Seychelles, CYSEC) should be evaluated for cross-border passporting and local solicitation rules.
What is Scope Markets's institutional risk classification, enforcement exposure, and score profile?
Scope Markets carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.5, risk & licensing: 6.0, brand: 6.6, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Scope Markets's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Scope Markets (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Services Commission, Belize (IFSC / FSC).
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to Scope Markets's supervisory scope.
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Regulatory Compliance
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Regulatory Compliance
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Regulatory Compliance
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US SEC enforcement activity plunges two years into Trump administration - Reuters: Institutional summary of the primary material (SEC). Cross-reference official supervisory registers for live updates.