Institution record
TMS
TMS Brokers Europe Ltd.
- Source score
- 3.2
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing TMS against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| TMS (this record) | MFSA | 0 / 1 | Risk level not supplied | 3.2 | 0 |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 | |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 0 / 2 | Risk level not supplied | 2.0 | 0 |
TMS: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is TMS's regulatory licence status and supervisory authorisation?
In our imported dataset, TMS (legal entity reference: TMS Brokers Europe Ltd.) holds 1 recorded licence entry, of which 0 carry a "regulated" status and 0 are marked regulated or registered: MFSA (Malta Financial Services Authority) — licence C70460, status: revoked. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official MFSA public register.
Which of TMS's jurisdictions and licences fall within this site's regulatory coverage?
TMS is registered at Warsaw ul. Złota 59 Złota and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Cryptocurrencies, Indices, Forex, Stocks, Commodities) rather than a domestic focus licence. Its 1 recorded licence (MFSA) should be evaluated for cross-border passporting and local solicitation rules.
What is TMS's institutional risk classification, enforcement exposure, and score profile?
TMS carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 3.2, risk & licensing: 1.0, brand: 3.6, market influence: 2.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (MFSA: revoked). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to TMS's platforms, entity structure, and complaints?
Before allocating capital or executing trades with TMS, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to MFSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to TMS's supervisory scope.
Regulatory Compliance
Kimber Digital Securities gains broker-dealer status for tokenized assets
Kimber Digital Securities gains broker-dealer status for tokenized assets: The Plume affiliate plans to offer tokenized US stocks, ETFs and bonds through self-custodial wallets, with traditional shareholder rights preserved.
Regulatory Compliance
The SEC Is Pushing for Stock Tokenization. Why Nasdaq Has Concerns About How It’s Being Done. - Barron's
The SEC Is Pushing for Stock Tokenization. Why Nasdaq Has Concerns About How It’s Being Done. - Barron's: Institutional summary of the primary material (SEC). Cross-reference official supervisory registers for live updates.
Market Insights
Lucid misses Wall Street’s earnings expectations, expands loan from Saudi Arabia fund
Lucid misses Wall Street’s earnings expectations, expands loan from Saudi Arabia fund: The quarterly results are the first since Lucid CEO Silvio Napoli, who started leading the company in June, announced a restructuring plan.
Regulatory Compliance
SEC Enforcement Penalties Fall to 18-Year Low
Enforcement Penalties Fall to -Year Low: Institutional summary of the primary material ($1, 2008). Cross-reference official supervisory registers for live updates.