1v1 Institutional Counterparty Comparison
Shrimpy vs UPTIQ: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Shrimpy (WAO Fintech LLC) and UPTIQ (UPTIQ Technologies Inc) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Selected financial institution and registrant records: United States and Canada
- Shrimpy 6D Score
- 1.6
- UPTIQ 6D Score
- 5.0
- Regulated Licences
- 1 vs 1
- Warning Flags
- 0 vs 0
UPTIQ outranks Shrimpy by +3.4 pts in composite 6D scoring (5.0 vs 1.6)
On supervisory breadth, Shrimpy holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas UPTIQ holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Shrimpy | UPTIQ | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 1.6 | 5.0 | +3.4 | UPTIQ |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 1.6 | 5.0 | +3.4 | UPTIQ |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 1.0 | 1.0 | 0.0 | Statistical Tie |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 1.8 | 5.0 | +3.2 | UPTIQ |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 1.2 | 5.0 | +3.8 | UPTIQ |
Visual Architecture Benchmark: Shrimpy vs UPTIQ
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Shrimpy | UPTIQ |
|---|---|---|
| Primary Legal Name | WAO Fintech LLC | UPTIQ Technologies Inc |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | U.S. Securities and Exchange Commission (SEC): Not supplied | |
| Registered Domicile / Address | - | 7300 State Hwy 121, Suite 300, McKinney TX 75070 |
| Offered Asset Classes & Services | Multi-asset financial services | Multi-asset financial services |
| Execution Software & Terminals | Proprietary / Web Platform | Proprietary / Web Platform |
| Supported Client Languages | English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare Shrimpy and UPTIQ against other regulated peers in our selected financial institution and registrant records: united states and canada slice.
Frequently Asked Questions: Shrimpy vs UPTIQ
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Shrimpy or UPTIQ?
Both Shrimpy and UPTIQ hold 1 regulated licence record(s) in our dataset. Specifically, Shrimpy maintains 1 total recorded filing(s) (U.S. Securities and Exchange Commission (SEC)) with 0 warning flag(s), whereas UPTIQ maintains 1 recorded filing(s) (U.S. Securities and Exchange Commission (SEC)) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Shrimpy and UPTIQ?
In Americas Firm Ledger's 6-Dimension scoring matrix (0.0–10.0 scale), Shrimpy records an Overall Score of 1.6 (Risk & Licensing: 1.6, Brand: 1.8, Market Influence: 1.2, User Reputation: 0.0, Execution & Software: 1.0), compared with UPTIQ at 5.0 Overall (Risk & Licensing: 5.0, Brand: 5.0, Market Influence: 5.0, User Reputation: 0.0, Execution & Software: 1.0).
How do Shrimpy and UPTIQ differ in trading platforms and asset classes?
Shrimpy lists general financial services with execution software [proprietary/web execution], while UPTIQ lists general financial services with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Shrimpy or UPTIQ?
Shrimpy carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while UPTIQ carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.