Grafo de Conhecimento Institucional
Grafo de Conhecimento de Entidades Financeiras e Regulatórias
Diretório estruturado de 39 instituições financeiras, executivos, benchmarks e marcos regulatórios em Americas Firm Ledger, com identificadores Wikidata Q-ID e links para dossiês de corretoras, reguladores e rankings.
- Entidades Indexadas
- 39
Empresas e Instituições Reguladas
13 registros
US & Canada SEC, FINRA, NFA & FINTRAC Broker-Dealer RollAMERICAS-BD-ROLLUS & Canada SEC, FINRA, NFA & FINTRAC Broker-Dealer Roll (AMERICAS-BD-ROLL) is the flagship cornerstone institutional benchmark and regulatory verification standard maintained by Americas Firm Roll under United States (SEC / FINRA / CFTC / NFA) & Canada (CIRO / FINTRAC) oversight.United States (SEC / FINRA / CFTC / NFA) & Canada (CIRO / FI4 relatórios relacionadosXTX MarketsID-8945613072overview XTX Markets is a British algorithmic trading firm founded in 2015 based in London by Alexander Gerko. It is the world's leading manufacturer of quantitative-driven electronic marketplaces, leveraging cutting-edge machine learning t...InternationalU.S. Securities and Exchange Commission (SEC)0 relatórios relacionadosCoinFlipID-6804275391Company Profile CoinFlip is a fintech company founded in 2015 and headquartered in Chicago, Illinois, United States. The company's full name is CoinFlip ATM, LLC and focuses on providing cryptocurrency ATM services that allow users to buy...InternationalSEC0 relatórios relacionadosCoinmeID-1248637590Company OverviewCoinme , Inc. (hereinafter referred to as Coinme) is a privately held blockchain fintech company founded in 2014 and headquartered in Seattle, Washington, USA. Coinme is committed to making cryptocurrencies, specifically B...InternationalSEC0 relatórios relacionadosDGHID-1038457629Company Profile Draper Goren Holm is a blockchain and fintech company focused on incubating and accelerating early-stage blockchain startups. It supports the global blockchain ecosystem through its unique startup studio model, which comb...1112 Montana Ave, #384, Santa Monica, California 90402, United States.California Department of Financial Protection and Innovation (DFPI)0 relatórios relacionadosBitgetID-9032185476Bitget is a financial services institution domiciled in jurisdiction SC, with recorded registration dating to 2018. The institution holds 11 supervisory licence filing(s) across ASIC, Financial Transactions and Reports Analysis Centre of Canada (FINTRAC), Financial Crimes Enforcement Network (FinCEN), CNB, CNV (9 active/registered; risk level: unknown). Quantitative 5D benchmark scoring (overall, risk, brand.SINGAPORE BITGET PTE. LTD.Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)0 relatórios relacionadosFortradeID-9680437125Company Profile Full Name : Fortrade Limited Established : 2013 Headquarters Location : Hong Kong Registered Capital : Undisclosed Corporate Structure : As A Multi-asset Broker, Fortrade Provides Global Investors With Contracts For Differen...144 Mayakovsky St., 8th floor, room 11, 220028, Minsk, Republic of BelarusIIROC0 relatórios relacionadosMHMarketsID-7461830295Corporate Profile Mohicans Markets (MHMarkets) Founded In 2021 , Is A Leading Global Forex And CFD Broker Headquartered In Australia. The Company Mainly Provides Trading Services For Contracts For Difference (CFDs) Such As Foreign Exchange,...291 BRIGHTON ROADSOUTH CROYDON, SURREY,London CR2 6EQ, United Kingdom 'Australia Square' Level 33, 264-278 George Street, Sydney NSW 2000 Floor 28,One by OMNIYAT, Business Bay, Dubai, UAE. Euro House Richmond Hill Road, Kingstown, ST Vincent and The GrenadinesFinancial Transactions and Reports Analysis Centre of Canada (FINTRAC)0 relatórios relacionadosRallyville MarketsID-6309178254Corporate Profile Rallyville Markets (hereinafter Referred To As "Rallyville Markets") Is An Australia-based Foreign Exchange Broker Established In 2015 With Branches In Vanuatu And Vancouver. The Company Provides Traders With Foreign Excha...3001, 201 Elizabeth Street, Sydney NSW 2000, AustraliaFinancial Transactions and Reports Analysis Centre of Canada (FINTRAC)0 relatórios relacionadosTriple-AID-1072485963basic information Establishment time and backgroundFounded in 2018 and headquartered in Singapore, TripleA is a fintech company specializing in digital currency payment solutions. The company is committed to building a more efficient global...InternationalFinancial Crimes Enforcement Network (FinCEN)0 relatórios relacionadosbumblebeeeID-7063512894Company Background And History Bumblebee Is An Enterprise Founded In 2018, Focusing On The Field Of Digital Currency And Blockchain Technology. Its Core Team Is Composed Of Professionals From World-renowned Internet And Financial Enterprise...1312 17TH ST UNIT NUM-2955 Denver CO 80202 USFinancial Crimes Enforcement Network (FinCEN)0 relatórios relacionadosDeltaID-3012745986Company Profile Delta is an investment tracking app launched after the acquisition of eToro that supports multi-asset portfolio management. As of mid-2025, the app has more than 5 million users worldwide and tracks assets worth approximat...InternationalFinancial Crimes Enforcement Network (FinCEN)0 relatórios relacionadosSkrillID-5286017943Skrill is a leading global digital payment platform offering a diverse range of online payment and money transfer services. Since its inception in 2001, Skrill has been committed to providing secure and convenient payment solutions for both...1st Floor, 2 Gresham Street, London, EC2V 7AD, United KingdomFinancial Crimes Enforcement Network (FinCEN)0 relatórios relacionados
Benchmarks e Produtos Financeiros
6 registros
Delaware Court of Chancery JurisdictionCHANCERYPreeminent business court in the United States, adjudicating corporate internal affairs, fiduciary duties, and merger disputes without juries.United States (Delaware)Delaware Court of Chancery Jurisdiction10 relatórios relacionadosDelaware General Corporation Law (DGCL)DGCLThe statutory foundation governing Delaware corporations, renowned for its flexible business judgment rule and specialized Court of Chancery jurisprudence.United States (Delaware)Delaware General Corporation Law (DGCL)11 relatórios relacionadosInvestment Adviser Registration Depository (IARD)IARD-ADVElectronic filing system operated by FINRA on behalf of the SEC and state securities administrators for investment adviser licensing and public disclosure.United StatesInvestment Adviser Registration Depository (IARD)10 relatórios relacionadosSEC EDGAR Access Codes & EDGAR Next ArchitectureEDGAR-CIKCredentialing infrastructure used by the SEC to authenticate corporate issuers, investment managers, and filers on the EDGAR database.United StatesSEC EDGAR Access Codes & EDGAR Next Architecture10 relatórios relacionadosSEC EDGAR Corporate Reporting SystemEDGAR-10KElectronic system used by publicly traded companies and registered broker-dealer holding companies to file annual and quarterly financial reports.United StatesSEC EDGAR Corporate Reporting System10 relatórios relacionadosU.S. SEC EDGAR Filing SystemEDGARElectronic Data Gathering, Analysis, and Retrieval system operated by the U.S. Securities and Exchange Commission for corporate and private fund filings.United StatesU.S. SEC EDGAR Filing System4 relatórios relacionados
Licenças e Estruturas Regulatórias
20 registros
Canadian Investment Regulatory Organization (CIRO)CIRONational self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces.CanadaCanadian Investment Regulatory Organization (CIRO)10 relatórios relacionadosFINRA Rule 4210 Margin RequirementsFINRA-4210Comprehensive FINRA rule setting forth initial and maintenance margin requirements for broker-dealer customer transactions across securities and derivatives.United StatesFINRA Rule 4210 Margin Requirements10 relatórios relacionadosFINTRAC Canada RegistryFINTRACFinancial Transactions and Reports Analysis Centre of Canada, Canada’s financial intelligence unit and supervisor of domestic and foreign MSBs.CanadaFINTRAC Canada Registry4 relatórios relacionadosFINTRAC Electronic Funds Transfer Reporting SystemFINTRAC-EFTRMandatory statutory reporting mechanism under Canadian law tracking all international transfers of CAD $10,000 or more into or out of Canada.CanadaFINTRAC Electronic Funds Transfer Reporting System10 relatórios relacionadosFINTRAC Foreign Money Services Business FrameworkFINTRAC-FMSBStatutory registration framework under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act for firms operating outside Canada targeting Canadians.CanadaFINTRAC Foreign Money Services Business Framework10 relatórios relacionadosNational Futures Association (NFA) BASIC SystemNFA-BASICPublic background examination system operated by the NFA, tracking registration history and disciplinary actions across futures and swap participants.United StatesNational Futures Association (NFA) BASIC System10 relatórios relacionadosNorth American Cross-Border Licensing StandardNA-CROSSHarmonized compliance framework combining federal FinCEN/FINTRAC registrations with state and provincial financial licenses across North America.US / CanadaNorth American Cross-Border Licensing Standard10 relatórios relacionadosPCAOB Auditing Standard for Broker-DealersPCAOB-BDPublic Company Accounting Oversight Board standards governing independent audits and attestation engagements of registered broker-dealers.United StatesPCAOB Auditing Standard for Broker-Dealers10 relatórios relacionadosSEC Regulation D Private Placement ExemptionREG-DSafe harbor exemption under the Securities Act of 1933 allowing companies to raise capital via private offerings without full public registration.United StatesSEC Regulation D Private Placement Exemption11 relatórios relacionadosSEC Rule 15c3-1 Net Capital StandardSEC-15C3-1Federal rule establishing mandatory minimum net liquid asset requirements for registered broker-dealers to ensure customer and counterparty protection.United StatesSEC Rule 15c3-1 Net Capital Standard11 relatórios relacionadosSEC Rule 15c3-3 Customer Protection StandardSEC-15C3-3Rule requiring broker-dealers to maintain custody and control over fully paid customer securities and maintain a dedicated cash reserve for customer credits.United StatesSEC Rule 15c3-3 Customer Protection Standard11 relatórios relacionadosSecurities Investor Protection Corporation (SIPC)SIPCNon-profit corporation created by the Securities Investor Protection Act of 1970 to restore funds and securities to investors in failed brokerage firms.United StatesSecurities Investor Protection Corporation (SIPC)10 relatórios relacionadosCanada Deposit Insurance Corporation — Canada Deposit Insurance CorporationCanada Deposit Insurance CorporationCanada Deposit Insurance Corporation operates as a statutory financial supervisory authority regulating financial institutions in 2 (CA). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry at cdic.ca.2Canada Deposit Insurance Corporation0 relatórios relacionadosCalifornia Department of Financial Protection and Innovation — California Department of Financial Protection and InnovationCalifornia Department of Financial Protection and InnovationCalifornia Department of Financial Protection and Innovation operates as a statutory financial supervisory authority regulating financial institutions in 2 (US). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry at.2California Department of Financial Protection and Innovation0 relatórios relacionadosOffice of the Superintendent of Financial Institutions (Canada) — Office of the Superintendent of Financial Institutions (Canada)Office of the Superintendent of Financial Institutions (Canada)Office of the Superintendent of Financial Institutions (Canada) operates as a statutory financial supervisory authority regulating financial institutions in 2 (CA). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry at.2Office of the Superintendent of Financial Institutions (Canada)0 relatórios relacionadosQuébec Enterprise Registrar — Québec Enterprise RegistrarQuébec Enterprise RegistrarIntroduction: The Québec Enterprise Registrar (Registraire des entreprises du Québec, REQ) is described as an administrative agency under the Government of Québec, responsible for managing and maintaining the province’s business registry and making business information publicly accessible. Duties listed include assigning a Québec Enterprise Number (NEQ) to newly established businesses (the source gives ElligencIA’s NEQ as 1175023917); collecting and publishing basic business information such as name, address, shareholders and directors; compliance oversight under Québec’s Act respecting the legal publicity of enterprises, including annual updating declarations and information accuracy; and anti-money-laundering and transparency measures from March 31, 2023.2Québec Enterprise Registrar0 relatórios relacionadosFinancial Crimes Enforcement Network (FinCEN) — Financial Crimes Enforcement Network (FinCEN)Financial Crimes Enforcement Network (FinCEN)Financial Crimes Enforcement Network (FinCEN) operates as a statutory financial supervisory authority regulating financial institutions in 2 (US). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry at fincen.gov.2Financial Crimes Enforcement Network (FinCEN)0 relatórios relacionadosNew York State Department of Financial Services — New York State Department of Financial ServicesNew York State Department of Financial ServicesNew York State Department of Financial Services operates as a statutory financial supervisory authority regulating financial institutions in 2 (US). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry at dfs.ny.gov.2New York State Department of Financial Services0 relatórios relacionadosFinancial Transactions and Reports Analysis Centre of Canada (FINTRAC) — Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) operates as a statutory financial supervisory authority regulating financial institutions in 2 (CA). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry.2Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)0 relatórios relacionadosFederal Deposit Insurance Corporation (U.S.) — Federal Deposit Insurance Corporation (U.S.)Federal Deposit Insurance Corporation (U.S.)Federal Deposit Insurance Corporation (U.S.) operates as a statutory financial supervisory authority regulating financial institutions in 2 (US). The authority oversees entity licensing, capital adequacy compliance, conduct supervision, and enforcement disclosures via its official registry at fdic.gov.2Federal Deposit Insurance Corporation (U.S.)0 relatórios relacionados
Dossiês de Corretoras Reguladas Vinculadas
Rankings Quantitativos →Autoridades Supervisoras Vinculadas
Autoridades Supervisoras →Canada Deposit Insurance Corporation — Canada Deposit Insurance CorporationCalifornia Department of Financial Protection and Innovation — California Department of Financial Protection and InnovationOffice of the Superintendent of Financial Institutions (Canada) — Office of the Superintendent of Financial Institutions (Canada)Québec Enterprise Registrar — Québec Enterprise RegistrarFinancial Crimes Enforcement Network (FinCEN) — Financial Crimes Enforcement Network (FinCEN)New York State Department of Financial Services — New York State Department of Financial ServicesFinancial Transactions and Reports Analysis Centre of Canada (FINTRAC) — Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Federal Deposit Insurance Corporation (U.S.) — Federal Deposit Insurance Corporation (U.S.)