Institution record
ACI TRADING
ACI Trading Ltd
- Source score
- 3.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected financial institution and registrant records: united states and canada) are listed first. Check each one on the regulator's own register.
Peer source record comparison
Compare imported fields for ACI TRADING and other records in our selected financial institution and registrant records: united states and canada dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| ACI TRADING (this record) | FSCA | 0 / 1 | Risk level not supplied | 3.0 | 0 |
IIROCMASFSCA+2 | 5 / 5 | Risk level not supplied | — | 0 | |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 0 / 2 | Risk level not supplied | 2.0 | 0 |
ACI TRADING: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is ACI TRADING's regulatory licence status and supervisory authorisation?
The imported dataset contains 1 licence entry associated with ACI TRADING (legal entity reference: ACI Trading Ltd); 0 are labelled "regulated" and 0 are labelled regulated or registered: FSCA (Financial Sector Conduct Authority) — licence 51303, status: exceeded scope. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official FSCA public register.
Which of ACI TRADING's jurisdictions and licences fall within this site's regulatory coverage?
No matching licence records were found in this site's selected financial institution and registrant records: united states and canada source selection. The dataset may be incomplete; check the relevant official registers before drawing conclusions about authorisation or jurisdiction.
What is ACI TRADING's institutional risk classification, enforcement exposure, and score profile?
ACI TRADING carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 3.0, risk & licensing: 3.0, brand: 3.0, market influence: 3.0, user reputation: 0.0). The imported source lists 0 exposure entries and 1 licence record with elevated status flags (FSCA: exceeded scope). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to ACI TRADING's platforms, entity structure, and complaints?
Before allocating capital or executing trades with ACI TRADING (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSCA.