Institution record
AUS GLOBAL
AUS Global MU Limited
- Source score
- 7.1
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities and Commodities Authority | 20200000207 | Registered | AUS GLOBAL FINANCIAL SERVICES LLC | 2024-06-04 | |
Australian Securities and Investments Commission | 000427848 | Regulated | AUS GLOBAL FINANCIAL (AU) PTY. LTD | 2012-10-12 | |
FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS | 350/17 | Regulated | AC Markets (Europe) Ltd | 2017-11-12 | |
Financial Sector Conduct Authority | 52171 | Registered | AUS GLOBAL ZA (PTY) LTD | 2022-03-11 | |
Financial Services Commission, Mauritius | GB23201412 | Regulated | AUS Global MU Ltd | 20/04/2023 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing AUS GLOBAL against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| AUS GLOBAL (this record) | SCAASICCyFO+2 | 3 / 5 | Risk level not supplied | 7.1 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
AUS GLOBAL: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AUS GLOBAL's regulatory licence status and supervisory authorisation?
In our imported dataset, AUS GLOBAL (legal entity reference: AUS Global MU Limited) holds 5 recorded licence entries, of which 3 carry a "regulated" status and 5 are marked regulated or registered: SCA (Securities and Commodities Authority) — licence 20200000207, status: registered; ASIC (Australian Securities and Investments Commission) — licence 000427848, status: regulated; CyFO (FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS) — licence 350/17, status: regulated; FSCA (Financial Sector Conduct Authority) — licence 52171, status: registered; Financial Services Commission, Mauritius — licence GB23201412, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SCA, ASIC, CyFO public register.
Which of AUS GLOBAL's jurisdictions and licences fall within this site's regulatory coverage?
AUS GLOBAL is registered at Suite 803,8 Floor,Hennessy Tower Pope Hennessy Street Port Louis , Mauritius and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (US and EU stocks, forex, precious metals, futures, stock indices, cryptocurrencies) rather than a domestic focus licence. Its 5 recorded licences (SCA, ASIC, CyFO, FSCA, Financial Services Commission, Mauritius) should be evaluated for cross-border passporting and local solicitation rules.
What is AUS GLOBAL's institutional risk classification, enforcement exposure, and score profile?
AUS GLOBAL carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.1, risk & licensing: 7.0, brand: 6.9, market influence: 7.3, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AUS GLOBAL's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AUS GLOBAL (listed execution software: AUS GLOBAL cTrader, MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SCA.
Related institutional research & regulatory analysis
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Federal Securities Filings
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Federal Securities Filings
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Federal Securities Filings
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Federal Securities Filings
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