Institution record
AvaTrade
AVA Trade EU Ltd.
- Source score
- 6.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Central Bank of Ireland | C53877 | Regulated | AVA Trade EU Limited | 2009-07-09 | |
Polish Financial Supervision Authority | 693023 | Regulated | AVA Trade EU Limited | 2019-03-07 | |
Israel Securities Authority | 514666577 | Regulated | ATRADE LTD | 2016-10-30 | |
Financial Services Agency | Kanto Local Finance Bureau (FIBO) No. 1662 | Regulated | Liquidnet Japan Inc. | 2007-09-30 | |
Financial Services Regulatory Authority | 190018 | Regulated | Ava Trade Middle East Limited | 2020-02-06 | |
Financial Futures Association of Japan | 1574 | Regulated | AVA TRADE JAPAN K.K. | — | |
Australian Securities and Investments Commission | 406684 | Regulated | AVA CAPITAL MARKETS AUSTRALIA PTY LTD | 2011-11-09 | |
Financial Sector Conduct Authority | 45984 | Regulated | AVA CAPITAL MARKETS (PTY) LTD | 10/11/2015 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing AvaTrade against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| AvaTrade (this record) | CBIKNFISA+5 | 8 / 8 | Risk level not supplied | 6.0 | 0 |
Financial Crimes Enforcement Network (FinCEN)CBIFinancial Conduct Authority (UK FCA) | 3 / 3 | Risk level not supplied | 5.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 |
AvaTrade: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AvaTrade's regulatory licence status and supervisory authorisation?
In our imported dataset, AvaTrade (legal entity reference: AVA Trade EU Ltd.) holds 8 recorded licence entries, of which 8 carry a "regulated" status and 8 are marked regulated or registered: CBI (Central Bank of Ireland) — licence C53877, status: regulated; KNF (Polish Financial Supervision Authority) — licence 693023, status: regulated; ISA (Israel Securities Authority) — licence 514666577, status: regulated; FSA (Financial Services Agency) — licence Kanto Local Finance Bureau (FIBO) No. 1662, status: regulated; FSRA (Financial Services Regulatory Authority) — licence 190018, status: regulated; FFAJ (Financial Futures Association of Japan) — licence 1574, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 406684, status: regulated; FSCA (Financial Sector Conduct Authority) — licence 45984, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official CBI, KNF, ISA public register.
Which of AvaTrade's jurisdictions and licences fall within this site's regulatory coverage?
AvaTrade is registered at AVA CAPITAL MARKETS AUSTRALIA PTY LTD and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (FX, commodities, stocks, stock indices, bonds, ETF, options, CFD products trading) rather than a domestic focus licence. Its 8 recorded licences (CBI, KNF, ISA, FSA, FSRA, FFAJ, ASIC, FSCA) should be evaluated for cross-border passporting and local solicitation rules.
What is AvaTrade's institutional risk classification, enforcement exposure, and score profile?
AvaTrade carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AvaTrade's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AvaTrade (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to CBI.
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