Institution record
EC Markets
Ec Markets Limited
- Source score
- 7.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Australian Securities and Investments Commission | 414198 | Regulated | EC MARKETS FINANCIAL LIMITED | 2012-02-17 | |
Financial Conduct Authority (UK FCA) | 571881 | Regulated | EC Markets Group Ltd | 2012-08-08 | |
Financial Services Commission, Mauritius | GB2100130 | Offshore | EC MARKETS LIMITED | 2022-06-20 | |
Financial Services Authority Seychelles | SD009 | Offshore | EC Markets Limited | — | |
Financial Markets Authority | 197465 | Regulated | EC MARKETS FINANCIAL LIMITED | 2015-01-20 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing EC Markets against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| EC Markets (this record) | ASICFinancial Conduct Authority (UK FCA)Financial Services Commission, Mauritius+2 | 3 / 5 | Risk level not supplied | 7.0 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
EC Markets: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is EC Markets's regulatory licence status and supervisory authorisation?
In our imported dataset, EC Markets (legal entity reference: Ec Markets Limited) holds 5 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 414198, status: regulated; Financial Conduct Authority (UK FCA) — licence 571881, status: regulated; Financial Services Commission, Mauritius — licence GB2100130, status: offshore; Financial Services Authority Seychelles — licence SD009, status: offshore; FMA (Financial Markets Authority) — licence 197465, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, Financial Conduct Authority (UK FCA), Financial Services Commission, Mauritius public register.
Which of EC Markets's jurisdictions and licences fall within this site's regulatory coverage?
EC Markets is registered at 17th Floor, Heron Tower 110 Bishopsgate London, EC2N 4AY United Kingdom and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Cryptocurrencies, Precious metals, Indices, Stocks, Futures, Energies, Currencies, Commodities) rather than a domestic focus licence. Its 5 recorded licences (ASIC, Financial Conduct Authority (UK FCA), Financial Services Commission, Mauritius, Financial Services Authority Seychelles, FMA) should be evaluated for cross-border passporting and local solicitation rules.
What is EC Markets's institutional risk classification, enforcement exposure, and score profile?
EC Markets carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.0, risk & licensing: 7.0, brand: 7.0, market influence: 6.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to EC Markets's platforms, entity structure, and complaints?
Before allocating capital or executing trades with EC Markets (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
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Federal Securities Filings
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Federal Securities Filings
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