Institution record
Global Prime
Global Prime Ltd
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Australian Securities and Investments Commission | 385620 | Regulated | Global Prime | 2011-01-05 | |
Vanuatu Financial Services Commission | 40256 | Regulated | Gleneagle Securities Pty Limited | 2023-06-06 | |
Financial Services Authority Seychelles | SD057 | Offshore | Global Prime FX Ltd | 2017-01-27 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Global Prime against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Global Prime (this record) | ASICVFSCFinancial Services Authority Seychelles | 2 / 3 | Risk level not supplied | 5.0 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
Global Prime: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Global Prime's regulatory licence status and supervisory authorisation?
In our imported dataset, Global Prime (legal entity reference: Global Prime Ltd) holds 3 recorded licence entries, of which 2 carry a "regulated" status and 2 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 385620, status: regulated; VFSC (Vanuatu Financial Services Commission) — licence 40256, status: regulated; Financial Services Authority Seychelles — licence SD057, status: offshore. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, VFSC, Financial Services Authority Seychelles public register.
Which of Global Prime's jurisdictions and licences fall within this site's regulatory coverage?
Global Prime is registered at Level 10, 627 Chapel St, South Yarra 3141 Australia and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (Forex, Metals, Energy, Indices and Commodities) rather than a domestic focus licence. Its 3 recorded licences (ASIC, VFSC, Financial Services Authority Seychelles) should be evaluated for cross-border passporting and local solicitation rules.
What is Global Prime's institutional risk classification, enforcement exposure, and score profile?
Global Prime carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Global Prime's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Global Prime (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (globalprime.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
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