Institution record
KCM Trade
- Source score
- 6.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected financial institution and registrant records: united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Australian Securities and Investments Commission | 000489437 | Regulated | KOHLE CAPITAL MARKETS PTY LTD | 2017-7-6 | |
Financial Services Commission, Mauritius | C117022600 | Regulated | Kohle Capital Markets Limited | 2018-03-01 |
Peer source record comparison
Compare imported fields for KCM Trade and other records in our selected financial institution and registrant records: united states and canada dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| KCM Trade (this record) | ASICFinancial Services Commission, Mauritius | 2 / 2 | Risk level not supplied | 6.0 | 0 |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 | |
IIROCFinancial Conduct AuthorityNBRB+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICMISA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)ASICVFSC | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)CYSECMFSA+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 |
KCM Trade: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is KCM Trade's regulatory licence status and supervisory authorisation?
The imported dataset contains 2 licence entries associated with KCM Trade (legal entity reference: KCM Trade); 2 are labelled "regulated" and 2 are labelled regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 000489437, status: regulated; Financial Services Commission, Mauritius — licence C117022600, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official ASIC, Financial Services Commission, Mauritius public register.
Which of KCM Trade's jurisdictions and licences fall within this site's regulatory coverage?
No matching licence records were found in this site's selected financial institution and registrant records: united states and canada source selection. The dataset may be incomplete; check the relevant official registers before drawing conclusions about authorisation or jurisdiction.
What is KCM Trade's institutional risk classification, enforcement exposure, and score profile?
KCM Trade carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to KCM Trade's platforms, entity structure, and complaints?
Before allocating capital or executing trades with KCM Trade, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.