Institution record
ZERO MARKETS
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Financial Services Commission, Mauritius | Not supplied | Regulated | ZERO FINANCIAL | 2021-05-10 | |
Financial Markets Authority | 569807 | Regulated | ZERO MARKETS (NZ) LIMITED | 2018-08-27 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing ZERO MARKETS against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| ZERO MARKETS (this record) | Financial Services Commission, MauritiusFMA | 2 / 2 | Risk level not supplied | 5.0 | 0 |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 0 / 2 | Risk level not supplied | 2.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
ZERO MARKETS: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is ZERO MARKETS's regulatory licence status and supervisory authorisation?
In our imported dataset, ZERO MARKETS (legal entity reference: ZERO MARKETS) holds 2 recorded licence entries, of which 2 carry a "regulated" status and 2 are marked regulated or registered: Financial Services Commission, Mauritius — licence Not supplied, status: regulated; FMA (Financial Markets Authority) — licence 569807, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Financial Services Commission, Mauritius, FMA public register.
Which of ZERO MARKETS's jurisdictions and licences fall within this site's regulatory coverage?
ZERO MARKETS is registered at First St Vincent Bank Ltd Building, James Street,Kingstown, Saint Vincent’s and the Grenadines and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (indices, stocks, commodity futures, crude oil, precious metals, cryptocurrencies) rather than a domestic focus licence. Its 2 recorded licences (Financial Services Commission, Mauritius, FMA) should be evaluated for cross-border passporting and local solicitation rules.
What is ZERO MARKETS's institutional risk classification, enforcement exposure, and score profile?
ZERO MARKETS carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to ZERO MARKETS's platforms, entity structure, and complaints?
Before allocating capital or executing trades with ZERO MARKETS, institutional and retail allocators should: (1) confirm the domain (zeromarkets.co.nz) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Services Commission, Mauritius.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to ZERO MARKETS's supervisory scope.
Market Insights
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Regulatory Compliance
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Regulatory Compliance
SEC Enforcement Penalties Fall to 18-Year Low - WSJ
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Regulatory Compliance
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US SEC enforcement activity plunges two years into Trump administration - Reuters: Institutional summary of the primary material (SEC). Cross-reference official supervisory registers for live updates.