30-Jurisdiction Statutory Audit • Spain (ES)
Is PLOTIO Regulated in Spain? (CNMV Compliance Audit)
Deterministic regulatory audit of PLOTIO (PLOTIO) against Spain's national supervisor (Comisión Nacional del Mercado de Valores), statutory investor compensation limits, and retail margin rules.
Coverage: Spain (ES) • Supervisor: CNMV (Tier-1 Onshore)
- Local CNMV Filings
- 0
- Total Global Licences
- 3
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to PLOTIO Main DossierSpain (CNMV) Statutory Compliance Matrix for PLOTIO
Side-by-side comparison of Spain's statutory requirements against PLOTIO's recorded filings.
| Statutory Dimension | Spain (CNMV) Mandate | PLOTIO Recorded Standing |
|---|---|---|
| National Supervisory Authority | Comisión Nacional del Mercado de Valores (CNMV) | Cross-Border / Non-CNMV (2 Foreign Filings) |
| Local Certificate Number(s) | Mandatory registration on official CNMV public register | None recorded in Spain |
| Statutory Investor Compensation Cap | €100,000 FOGAIN (Fondo General de Garantía de Inversiones) | Not covered by Spain domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Minor FX (ESMA MiFID II + CNMV July 2023 Retail CFD Marketing Ban) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | LMV MiFID II Client Money Segregation & Mandatory Close-Out at 50% Margin | Verify daily trust reconciliation & negative balance protection in client agreement |
PLOTIO — Spain (CNMV) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Spain (CNMV) Comparison
Benchmark PLOTIO against peer institutions in our selected financial institution and registrant records: united states and canada slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| XTX Markets | U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority | 6.0 | Risk level not supplied | |
| CoinFlip | SECFinancial Crimes Enforcement Network (FinCEN) | 5.0 | Risk level not supplied | |
| Coinme | SECFinancial Crimes Enforcement Network (FinCEN) | 5.0 | Risk level not supplied | |
| DGH | California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 2.0 | Risk level not supplied | |
| Bitget | Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC | — | Risk level not supplied |
PLOTIO in Spain (CNMV): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is PLOTIO regulated in Spain by CNMV?
Our dataset records 0 local CNMV licences for PLOTIO in Spain, though PLOTIO holds 2 active licence(s) in other jurisdictions (CGSE, ASIC). Residents of Spain onboarding via a foreign or offshore subsidiary do NOT receive domestic CNMV supervision or €100,000 FOGAIN (Fondo General de Garantía de Inversiones).
What is the investor compensation limit for Spain residents using PLOTIO?
Because PLOTIO does not hold a recorded local CNMV licence in our current snapshot, Spain's domestic statutory compensation scheme (€100,000 FOGAIN (Fondo General de Garantía de Inversiones)) does not cover accounts opened with PLOTIO's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Spain (CNMV)?
Comisión Nacional del Mercado de Valores (CNMV) enforces the following retail leverage and margin standard in Spain: 30:1 Major FX / 20:1 Minor FX (ESMA MiFID II + CNMV July 2023 Retail CFD Marketing Ban), alongside client asset protection rules requiring LMV MiFID II Client Money Segregation & Mandatory Close-Out at 50% Margin.
Which regulated alternatives to PLOTIO hold licences in Spain or comparable tiers?
Comparable institutions in this directory include XTX Markets (6.0/10, 4 filings), CoinFlip (5.0/10, 2 filings), Coinme (5.0/10, 2 filings), DGH (2.0/10, 2 filings), Bitget (—/10, 11 filings). Use the 1v1 Compare links in the table above to benchmark PLOTIO against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.