Institution record
Regain Capital
- Source score
- 4.0
- Source exposures
- 2
- Comments
- 0
Licence records
Licences within our coverage (selected financial institution and registrant records: united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Financial Service Providers Register | FSP624669 | Cancelled | Top Wealth International Limited | 2017-06-27 |
Peer source record comparison
Compare imported fields for Regain Capital and other records in our selected financial institution and registrant records: united states and canada dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Regain Capital (this record) | FSPR | 0 / 1 | Risk level not supplied | 4.0 | 2 |
U.S. Securities and Exchange Commission (SEC)FINRAFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
California Department of Financial Protection and Innovation (DFPI)U.S. Securities and Exchange Commission (SEC) | 0 / 2 | Risk level not supplied | 2.0 | 0 | |
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)ASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
Regain Capital: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Regain Capital's regulatory licence status and supervisory authorisation?
The imported dataset contains 1 licence entry associated with Regain Capital (legal entity reference: Regain Capital); 0 are labelled "regulated" and 0 are labelled regulated or registered: FSPR (Financial Service Providers Register) — licence FSP624669, status: cancelled. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official FSPR public register.
Which of Regain Capital's jurisdictions and licences fall within this site's regulatory coverage?
No matching licence records were found in this site's selected financial institution and registrant records: united states and canada source selection. The dataset may be incomplete; check the relevant official registers before drawing conclusions about authorisation or jurisdiction.
What is Regain Capital's institutional risk classification, enforcement exposure, and score profile?
Regain Capital carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 4.0, risk & licensing: 4.0, brand: 5.0, market influence: 4.0, user reputation: 0.0). The imported source lists 2 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Regain Capital's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Regain Capital (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (topwealthltd.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 2 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSPR.